Insights, Archived


Research, white papers and articles

End-of-Life Software
Charlene Fong Charlene Fong

End-of-Life Software

What is End-of-Life Software? Risks Involved with using End-of-Life Technology Past its Support Date, End-of-Life Planning: Things to Consider to Mitigate the Risks with End-of-Life Technology, Strategies to Minimize Risks When Operating End-of-Life Software, Important Processes to Follow When Migrating to a New Technology Solution

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SEC Rule 192
Charlene Fong Charlene Fong

SEC Rule 192

SEC Rule 192 prevents the sale of asset-backed securities (ABS) tainted by conflicts of interest. It prohibits certain transactions for a set time to discourage participants from structuring ABS unfavorably for investors.

Overview and timelines, Rule Requirements: Participants/ Products Affected and Prohibition Period, Prohibited Transactions and Exceptions.

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