Insights, Archived


Research, white papers and articles

OSFI Guidelines B-10 and B-13
Charlene Fong Charlene Fong

OSFI Guidelines B-10 and B-13

Overview, Compliance Dates, Foreign Branches In-Scope of Guideline Amendments, Regulatory Objectives of Guideline B-10, Regulatory Objectives of Guideline B-13, Third-Party Risk Management Requirements, Technology and Cyber Risk Management Requirements

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Increasing Clearing in U.S. Treasuries Regulation
Charlene Fong Charlene Fong

Increasing Clearing in U.S. Treasuries Regulation

Regulation Overview, Regulatory Objectives, Compliance Dates, Summary of the Four Rules Being Amended, Definition of “Eligible Secondary Market Transactions”, Requirement for the Separation of House and Customer Margin, Requirement for Access to Clearing and Monitoring of Compliance

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